![](https://blogger.googleusercontent.com/img/b/R29vZ2xl/AVvXsEj6IOLHckTj3CI9uTyTYIV2FSCeoBWXy_Bhx3LZbuPoobXiDiiBcgKl_mJnBmr-dHUdg9stK8eADipimn3DgH2rqkrxmrrro4QPPW0-LyyV-CtVwdc6SUzMpj1glgRXfYtJzULur1K54MU/s200/finra+logo.gif)
- guarantees of returns
- unregistered products
- overly consistent returns
- complex strategies
- missing documentation
- account discrepancies
- pushy salesmen
Read the whole alert here.
FraudTalk is a blog focused on the review and discussion of recent significant cases of fraud, corruption and employee misconduct - particularly major embezzlement cases in the US. Fraud Talk is published by Chris Marquet, Chairman & CEO of Marquet International Ltd., an international investigations, litigation support and due diligence firm.
Read the whole alert here.
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